1
|
NAMES OF REPORTING PERSON
|
||||
Argonaut Private Equity, L.L.C.
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a) [ ]
|
|||||
(b) [X]
|
|||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
OO
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
||||
[ ]
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
Oklahoma
|
|||||
7
|
SOLE VOTING POWER
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
6,676,874
|
||||
8
|
SHARED VOTING POWER
|
||||
0
|
|||||
9
|
SOLE DISPOSITIVE POWER
|
||||
6,676,874
|
|||||
10
|
SHARED DISPOSITIVE POWER
|
||||
0
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
6,676,874
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
||||
[ ]
|
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
29.3%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
OO
|
1
|
NAMES OF REPORTING PERSON
|
||||
Steven R. Mitchell.
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a) [ ]
|
|||||
(b) [X]
|
|||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
OO
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
||||
[ ]
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
United States of America
|
|||||
7
|
SOLE VOTING POWER
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
148,505
|
||||
8
|
SHARED VOTING POWER
|
||||
6,676,874
|
|||||
9
|
SOLE DISPOSITIVE POWER
|
||||
148,505
|
|||||
10
|
SHARED DISPOSITIVE POWER
|
||||
6,676,874
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
6,825,379
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
||||
[ ]
|
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
30.00%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
IN
|
1
|
NAMES OF REPORTING PERSON
|
||||
Don P. Millican
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a) [ ]
|
|||||
(b) [X]
|
|||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
OO
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
||||
[ ]
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
United States of America
|
|||||
7
|
SOLE VOTING POWER
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
74,253
|
||||
8
|
SHARED VOTING POWER
|
||||
6,676,874
|
|||||
9
|
SOLE DISPOSITIVE POWER
|
||||
74,253
|
|||||
10
|
SHARED DISPOSITIVE POWER
|
||||
6,676,874
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
6,751,127
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
||||
[ ]
|
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
29.7%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
IN
|
1
|
NAMES OF REPORTING PERSON
|
||||
Frederic Dorwart
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a) [ ]
|
|||||
(b) [X]
|
|||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
OO
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
||||
[ ]
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
United States of America
|
|||||
7
|
SOLE VOTING POWER
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7,425
|
||||
8
|
SHARED VOTING POWER
|
||||
6,676,874
|
|||||
9
|
SOLE DISPOSITIVE POWER
|
||||
7,425
|
|||||
10
|
SHARED DISPOSITIVE POWER
|
||||
6,676,874
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
6,684,299
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
||||
[ ]
|
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
29.4%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
IN
|
1
|
NAMES OF REPORTING PERSON
|
||||
Ken Kinnear
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a) [ ]
|
|||||
(b) [X]
|
|||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
OO
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
||||
[ ]
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
United States of America
|
|||||
7
|
SOLE VOTING POWER
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
2,970
|
||||
8
|
SHARED VOTING POWER
|
||||
6,676,874
|
|||||
9
|
SOLE DISPOSITIVE POWER
|
||||
2,970
|
|||||
10
|
SHARED DISPOSITIVE POWER
|
||||
6,676,874
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
6,679,844
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
||||
[ ]
|
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
29.3%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
IN
|
1
|
NAMES OF REPORTING PERSON
|
||||
George B. Kaiser
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a) [ ]
|
|||||
(b) [X]
|
|||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
||||
OO
|
|||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
||||
[ ]
|
|||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
||||
United States of America
|
|||||
7
|
SOLE VOTING POWER
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7,425
|
||||
8
|
SHARED VOTING POWER
|
||||
6,676,874
|
|||||
9
|
SOLE DISPOSITIVE POWER
|
||||
7,425
|
|||||
10
|
SHARED DISPOSITIVE POWER
|
||||
6,676,874
|
|||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
||||
6,684,299
|
|||||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
||||
[ ]
|
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
||||
29.4%
|
|||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
||||
IN
|
|
(a)
|
This Schedule 13D is jointly filed by (each a “Reporting Person” and collectively, the “Reporting Persons”):
|
|
·
|
Argonaut Private Equity, L.L.C. (“Argonaut”)
|
|
·
|
Steven R. Mitchell (“Mr. Mitchell”)
|
|
·
|
Don P. Millican (“Mr. Millican”)
|
|
·
|
Frederic Dorwart (“Mr. Dorwart”)
|
|
·
|
Ken Kinnear (“Mr. Kinnear”)
|
|
·
|
George B. Kaiser (“Mr. Kaiser”)
|
|
·
|
The principal business address of Argonaut is 6733 South Yale Avenue, Tulsa, Oklahoma 74136.
|
|
·
|
The principal business of Argonaut is to engage in the acquisition, retention, holding and divestment of investments.
|
|
·
|
Messrs. Mitchell, Millican, Dorwart, and Kinnear are managers of Argonaut.
|
|
·
|
Mr. Mitchell’s principal occupation is the President and Managing Director of Argonaut.
|
|
·
|
Mr. Millican’s principal occupation is executive officer for certain of Mr. Kaiser-controlled entities, located at 6733 South Yale Avenue, Tulsa, Oklahoma 74136.
|
|
·
|
Mr. Kinnear’s principal occupation is executive officer for certain of Mr. Kaiser-controlled entities, located at 6733 South Yale Avenue, Tulsa, Oklahoma 74136.
|
|
·
|
Mr. Dorwart is an attorney at Frederic Dorwart, Lawyers, located at 124 East Fourth Street, Tulsa, Oklahoma 74103.
|
|
·
|
Mr. Kaiser is the sole member of Argonaut. The principal occupation for Mr. Kaiser is a private investor. Mr. Kaiser’s principal business address is 6733 South Yale Avenue, Tulsa, Oklahoma 74136.
|
|
·
|
As of the date hereof, Argonaut owns 6,676,874 Common Units. Argonaut’s consideration for the Common Units was the sale of certain assets of S&R Compression, LLC (“S&R”) as described in Item 4 below.
|
|
·
|
As of the date hereof, Mr. Mitchell owns 148,505 Common Units. Mr. Mitchell’s consideration for the Common Units was the sale of certain assets of S&R as described in Item 4 below.
|
|
·
|
As of the date hereof, Mr. Millican owns 74,253 Common Units. Mr. Millican’s consideration for the Common Units was the sale of certain assets of S&R as described in Item 4 below.
|
|
·
|
As of the date hereof, Mr. Dorwart owns 7,425 Common Units. Mr. Dorwart’s consideration for the Common Units was the sale of certain assets of S&R as described in Item 4 below.
|
|
·
|
As of the date hereof, Mr. Kinnear owns 2,970 Common Units. Mr. Kinnear’s consideration for the Common Units was the sale of certain assets of S&R as described in Item 4 below.
|
|
·
|
As of the date hereof, Mr. Kaiser owns 7,425 Common Units. Mr. Kaiser’s consideration for the Common Units was the sale of certain assets of S&R as described in Item 4 below.
|
Date
|
Quantity
|
Price per Share
|
Transaction Effected
|
||||||
08/30/2013
|
6,676,874 | $ | 24.50 |
Private transaction with Issuer
|
Date
|
Quantity
|
Price per Share
|
Transaction Effected
|
||||||
08/30/2013
|
148,505 | $ | 24.50 |
Private transaction with Issuer
|
Date
|
Quantity
|
Price per Share
|
Transaction Effected
|
||||||
08/30/2013
|
74,253 | $ | 24.50 |
Private transaction with Issuer
|
Date
|
Quantity
|
Price per Share
|
Transaction Effected
|
||||||
08/30/2013
|
7,425 | $ | 24.50 |
Private transaction with Issuer
|
Date
|
Quantity
|
Price per Share
|
Transaction Effected
|
||||||
08/30/2013
|
2,970 | $ | 24.50 |
Private transaction with Issuer
|
Date
|
Quantity
|
Price per Share
|
Transaction Effected
|
||||||
08/30/2013
|
7,425 | $ | 24.50 |
Private transaction with Issuer
|
|
(d)
|
Not Applicable.
|
|
(e)
|
Not Applicable.
|
Exhibit A
|
Joint Filing Undertaking
|
Dated: September 6, 2013
|
||
ARGONAUT PRIVATE EQUITY, L.L.C.
|
||
/s/ Frederic Dorwart
|
/s/ Frederic Dorwart
|
|
Frederic Dorwart
|
FREDERIC DORWART
|
|
Manager
|
||
/s/ Steven R. Mitchell
|
/s/ Ken Kinnear
|
|
STEVEN R. MITCHELL
|
KEN KINNEAR
|
|
/s/ Don P. Millican
|
/s/ George B. Kaiser
|
|
DON P. MILLICAN
|
GEORGE B. KAISER
|
ARGONAUT PRIVATE EQUITY, L.L.C.
|
||
/s/ Frederic Dorwart
|
/s/ Frederic Dorwart
|
|
Frederic Dorwart
|
FREDERIC DORWART
|
|
Manager
|
||
/s/ Steven R. Mitchell
|
/s/ Ken Kinnear
|
|
STEVEN R. MITCHELL
|
KEN KINNEAR
|
|
/s/ Don P. Millican
|
/s/ George B. Kaiser
|
|
DON P. MILLICAN
|
GEORGE B. KAISER
|